ADVOKS GLOBAL · KENYA
Prevention of Fraud (Investments) Act
7. Licensing of dealers in securities
Edition: 2023-12-11 · Not commenced
7. Licensing of dealers in securities
(1)Subject to the provisions of section 8 of this Act, no person shall carry on or purport to carry on the business of dealing in securities except under the authority of a principal’s licence.(2)Any person who contravenes this section shall be guilty of an offence.