ADVOKS GLOBAL · KENYA
The Capital Markets (Collective Investment Schemes) Regulations
5. Application for registration of a collective investment scheme
Edition: 2022-12-31 · In force
5. Application for registration of a collective investment scheme
An application for registration of a collective investment scheme shall be made to the Authority by a promoter of the collective investment scheme, in triplicate in Form l set out in the First Schedule, within three months after the grant of consent, accompanied by the following—(a)the incorporation documents;(b)the information memorandum;(c)audited reports for the preceding 3 years of the proposed fund manager, where applicable;(d)audited reports for the preceding 3 years of the proposed trustee;(e)audited reports for the preceding 3 years of the proposed custodian;(f)a letter of consent to act as a fund manager;(g)a letter of consent to act as a trustee;(h)a letter of consent to act as a custodian; and(i)the prescribed registration fee.