The Capital Markets (Collective Investments Schemes) Regulations, 2023

83. Prohibitions

Edition: 2023-12-15 · In force

An intermediary service platform provider is prohibited from—

(a)holding clients’ funds;

(b)offering investment advice in whichever form;

(c)sharing clients’ data with non-affiliated third parties; and

(d)engaging in any other activity not allowed under the license category.