The Capital Markets (Commodity Markets) Regulations

33. Continuing obligations

Edition: 2022-12-31 · In force

33. Continuing obligations

(1)A commodity broker shall, as a condition of continued admission to a commodity exchange, provide to the Authority, through a commodity exchange, a certified copy of—

(a)the net capital balance;

(b)net worth statements; and

(c)a report of the auditor.

(2)The certified copies of the documents provided in paragraph (1) above shall be submitted to the Authority quarterly within thirty days of the end of the quarter in a form the manner provided by the Authority.

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Source: Kenya Law