ADVOKS GLOBAL · KENYA
The Capital Markets (Commodity Markets) Regulations
57. Annual report
Edition: 2022-12-31 · In force
57. Annual report
(1)A commodity exchange, clearing house or commodity broker shall, within four months after the end of their respective financial year, submit to the Authority an annual report.(2)The annual report submitted under paragraph (1) shall include—(a)a description of the activities undertaken in that financial year;(b)the resources, including financial, technological and human resources, that were available and used, to ensure compliance with obligations and, in particular, for a commodity exchange, the obligation to ensure that the commodity market operates in a fair, efficient and transparent manner;(c)an analysis of the extent to which activities undertaken, and resources used have resulted in full compliance with all obligations under these Regulations and the rules of the commodity exchange;(d)the audit report as required under these Regulations; and(e)any other information and statements as the Authority may specify, in writing.