ADVOKS GLOBAL · KENYA
The Capital Markets (Conduct of Business) (Market Intermediaries) Regulations
34. Audit trail
Edition: 2022-12-31 · In force
34. Audit trail
(1)A market intermediary shall record the information that is required to be recorded by these Regulations in a way that identifies all transactions and allows for the tracing of transactions, from the initiation of the order to its final settlement.(2)A market intermediary shall file, index, cross-reference or arrange its records in a manner that permits prompt access to any particular record.