ADVOKS GLOBAL · KENYA
The Capital Markets (Conduct of Business) (Market Intermediaries) Regulations
40. Power to require returns
Edition: 2022-12-31 · In force
40. Power to require returns
(1)The Authority may, by a notice in writing, require a market intermediary to submit to it such periodic returns as it may specify.(2)The Authority may, in addition to any periodic returns required under paragraph (1), by a notice in writing, require a market intermediary to generally or in a particular case or class of cases, submit to the Authority such exceptional returns as it may specify.