ADVOKS GLOBAL · KENYA
The Capital Markets (Credit Rating Agencies) Regulations
29. Notice before inspections or investigations
Edition: 2023-12-15 · In force
29. Notice before inspections or investigations
(1)Before initiating an inspection or investigation under regulation 28, the Authority shall give ten days written notice to the credit rating agency of the intention to conduct the inspection or investigation.(2)Without prejudice to subregulation (1), where the Authority is satisfied that, in the interests of investors, no notice should be given of the intention to conduct an inspection or investigation, the Authority may direct, in writing, that the inspection or investigation be conducted without giving notice.