ADVOKS GLOBAL · KENYA
The Capital Markets (Derivatives Markets) Regulations
19. Disclosure of shareholding
Edition: 2025-02-14 · In force
19. Disclosure of shareholding
(1)Without prejudice to any provision of these Regulations, a derivatives exchange shall disclose to the Authority, in the format specified by the Authority, the shareholding pattern of the derivatives exchange on a quarterly basis within fifteen days from the end of each quarter.(2)The disclosure under subregulation (1) shall include—(a)the names of the ten largest shareholders and the number and percentage of shares held by each of them;(b)the names of the shareholders falling under regulations 17 and 18 who acquire shares in that quarter.(3)A derivatives exchange shall at all times monitor and ensure compliance with this Part.