ADVOKS GLOBAL · KENYA
The Capital Markets (Derivatives Markets) Regulations
41. Annual report
Edition: 2025-02-14 · In force
41. Annual report
(1)A derivatives exchange shall, within four months after the end of its financial year, submit to the Authority an annual report.(2)The annual report submitted under subregulation (1) shall include—(a)a description of the activities undertaken by the derivatives exchange in that financial year;(b)the resources, including financial, technological and human resources, that the derivatives exchange had available and used, in order to ensure compliance with its obligations and, in particular, the obligation of the derivatives exchange to ensure that the derivatives market operates in a fair, efficient and transparent manner;(c)an analysis of the extent to which the derivatives exchange considers that the activities undertaken, and resources used have resulted in full compliance with all of the obligations of the derivatives exchange under these Regulations and the rules of the derivatives exchange;(d)the audit report as required under these Regulations; and(e)any other information and statements as the Authority may specify.