ADVOKS GLOBAL · KENYA
The Capital Markets (Derivatives Markets) Regulations
65. Risk disclosure statements
Edition: 2025-02-14 · In force
65. Risk disclosure statements
A derivatives broker shall not open a derivatives trading account for a client unless the derivatives broker has—(a)furnished the client with a separate written risk disclosure statement which shall be in such form and contain such information as may be prescribed by the derivatives exchange and approved by the Authority; and(b)received an acknowledgement from the client signed and dated by the client confirming that the client has received and understood the nature and contents of the risk disclosure statement.