The Capital Markets (Investment-Based Crowdfunding) Regulations

35. Continuous reporting

Edition: 2022-12-31 · In force

(1)A crowdfunding platform operator shall on a monthly basis report and provide information to the Authority on—

(a)details of the issuers and amounts raised through its platform;

(b)statistics on investor profiles and investment trends;

(c)a quarterly monitoring report on the use of proceeds; and

(d)any other information as the Authority may require from time to time.

(2)A crowdfunding platform operator shall submit to the Authority—

(a)on a quarterly basis management accounts for each quarter; and

(b)audited annual accounts within four months following the end of its financial year.