The Capital Markets (Investment-Based Crowdfunding) Regulations

38. Applicability of capital markets laws

Edition: 2022-12-31 · In force

A crowdfunding platform operator shall comply with—

(a)the Capital Markets (Conduct of Business)(Market Intermediaries) Regulations (LN. No. 145/2011);

(b)the Capital Markets (Corporate Governance) (Market Intermediaries) Regulations (LN. No. 144/2011);

(c)the Guidelines on the Prevention of Money Laundering and Terrorism Financing in the Capital Markets; and

(d)any other existing capital market laws and Regulations to the extent applicable except where expressly exempted by the Authority.