The Capital Markets (Licensing Requirements)(General) Regulations, 2025

17. Authorised functions.

Edition: 2025-12-11 · In force

Each investment bank shall be a non-deposit taking institution and may carry out all or any of the following functions-

(a)offer advisory services on—

(i)public offerings of securities;

(ii)corporate restructuring, take-overs, mergers, acquisitions and privatization; or

(iii)corporate finance or options including issuance of equity or debt securities or loan syndication;

(b)engage in the business of a stockbroker;

(c)engage in the business of a dealer;

(d)promote or arrange underwriting or issuance of securities;

(e)engage in the business of a fund manager;

(f)provide investment advisory services and contractual portfolio management; and

(g)engage in market making activities.