The Capital Markets (Licensing Requirements)(General) Regulations, 2025

22. Authorised functions of broker-dealers

Edition: 2025-12-11 · In force

A broker-dealer shall be a company limited by shares and shall be eligible to carry out all or any of the following functions—

(a)engaging in the business of stockbroker;

(b)engaging in the business of a dealer; and

(c)promoting or arranging underwriting of issuance of securities.