ADVOKS GLOBAL · KENYA
The Capital Markets (Licensing Requirements)(General) Regulations, 2025
44. Reporting obligations
Edition: 2025-12-11 · In force
44. Reporting obligations
(1)Each custodian shall submit to the Authority —(a)monthly risk-based capital adequacy reports and management accounts within fifteen days of the end of each month; and(b)audited financial statements and audited risk-based capital adequacy reports within three months following the end of its financial year.(2)The financial statements in subregulation (1) should comply with the disclosures prescribed under the Fourth Schedule of these Regulations.(3)The Authority may require such other form of reports as it may from time to time specify.