The Capital Markets (Licensing Requirements)(General) Regulations, 2025

48. Reporting obligations

Edition: 2025-12-11 · In force

(1)Each trustee shall submit to the Authority—

(a)monthly risk-based capital adequacy reports and management accounts within fifteen days of the end of each month;

(b)audited financial statements and audited risk-based capital adequacy reports within three months following the end of its financial year;

(c)a financial statement complying with the disclosures prescribed under the Fourth Schedule of these Regulations.

(2)The Authority may require, by notice in writing, such other information from a trustee.