ADVOKS GLOBAL · KENYA
The Capital Markets (Licensing Requirements) (General) Regulations
28. Application for license
Edition: 2023-10-06 · In force
28. Application for license
(1)A sole proprietor, company, partnership or limited liability partnership may apply to the Authority for a licence to operate as an investment advisor.(2)A company may apply to the Authority for a licence to operate as a fund manager.(3)An application for a license in paragraphs (1) or (2) shall be submitted to the Authority, in duplicate, in Form 1 as set out in the First Schedule.