ADVOKS GLOBAL · KENYA
The Capital Markets (Licensing Requirements) (General) Regulations
32. Reporting obligations
Edition: 2023-10-06 · In force
32. Reporting obligations
(1)Every fund manager shall submit to the Authority—(a)quarterly management accounts and reports of the portfolio under its management within fifteen days of the end of each calendar quarter:Provided that every fund manager shall prepare monthly reports of the portfolio under its management within fifteen days of the end of each calendar month, which shall be made available to the Authority at such times as the Authority may require;(b)half-yearly reports of the portfolio under its management within thirty days of the end of each half-year, including reports of its own financial performance;(c)annual reports of the total value of the portfolio under its management including the number of clients; and(d)audited annual accounts for its operations in the form prescribed in the Fourth Schedule within three months following the closure of the financial year.(2)Notwithstanding the provisions of paragraph (1), the Authority may require such other form of financial statement as it may from time to time specify.