The Capital Markets (Licensing Requirements) (General) Regulations

49. Records of transactions

Edition: 2023-10-06 · In force

49. Records of transactions

In addition to the requirements specified under regulation 48(3) every authorized securities dealer shall maintain a record of its daily dealing transactions which shall include particulars on—

(a)type of security;

(b)value of trade;

(c)counter party; and

(d)nature of account.

[L.N. 112/2013, r. 11.]

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Source: Kenya Law