ADVOKS GLOBAL · KENYA
The Capital Markets (Securities) (Public Offers, Listing and Disclosures) Regulations
13. Supplementary prospectus
Edition: 2022-12-31 · In force
13. Supplementary prospectus
(1)Where a prospectus has been approved under these Regulations in respect of a public offer of securities and, at any time between the opening date and the closing date while an agreement in respect of those securities can be entered into in pursuance of that public offer—(a)there is a significant change affecting any matter contained in the prospectus the inclusion of which was required by these Regulations; or(b)a significant new matter arises the inclusion of information in respect of which would have been so required if it had arisen when the prospectus was prepared; or(c)there is a significant inaccuracy in the prospectus,the offeror shall, of its own motion, with prior consent of the Authority, or if required by the Authority, publish a supplementary prospectus containing particulars of the change or new matter or, in the case of an inaccuracy, correct it and deliver the supplementary prospectus to the Registrar for registration.(2)In paragraph (1), the word "significant" means significant for the purpose of making an informed assessment of the matters mentioned in these Regulations.(3)Where a supplementary prospectus has been approved in respect of a public offer of securities, the preceding paragraphs of these Regulations shall have effect as if any reference to a prospectus were a reference to the prospectus originally registered and that supplementary prospectus, taken together.(4)The provisions of regulation 6 shall apply to a supplementary prospectus.