ADVOKS GLOBAL · KENYA
The Capital Markets (Conduct of Business) (Market Intermediaries) Regulations
9. Clients’ rights
Edition: 2022-12-31 · In force
9. Clients’ rights
(1)A market intermediary shall not, in any written communication or agreement, exclude or restrict—(a)any duty or liability to a client which it has under any law or under any regulations made by the Authority;(b)any other duty to act with skill, care and diligence that is owed to a client in connection with the provision to him of the service of a regulated activity;(c)any liability owed to a client for failure to exercise the degree of skill, care and diligence that may reasonably be expected of it in the provision of the service of a regulated activity.(2)An exclusion or restriction prohibited by these Regulations shall be void and of no effect.